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  • Singapore
  • Canada

Sales Associate Programme

We are the largest securities brokerage in Singapore. From equities, bonds and unit trusts to contracts for difference (CFDs) and foreign exchange, we have the right solutions for every type of investors.

As a professional equity sales dealer, you will manage your own portfolio of clients and assist them in equities dealings and investment in other financial products, and building relationships, among others, in this fast-pace and exciting environment.

You should have

  • Outgoing and service-oriented personality;
  • Passion for dealing in equities and key financial products, and helping investors grow their wealth;
  • Keen interests in keeping up with developments in key financial markets;
  • Strong desire to achieve;
  • Ability to work independently, and build strong relationships with your clients.

As an equity sales dealer, you responsibilities include

  • Prospecting and acquiring new retail clients, and servicing their investment needs through our range of products such as Singapore equities & global equities, bonds, CFD, LFX and unit trust;
  • Actively involving in educating clients through conducting investment workshops;
  • Providing trading and investment support for your clients;
  • Participating in roadshows.

Remisier at HQ


  1. Passion for dealing in stocks and shares and helping investors grow their wealth
  2. Strong desire to achieve
  3. Able to work independently; possess good inter-personal and communication skills
  4. Candidates who passed CMFAS Modules 1A and 6 will have an advantage, but this is not essential
  5. You should have at least 4 years of working experience, preferably in a sales position


  • Solid sales, product and back-room support to help you attain your goals
  • Attractive rewards for those who can achieve
  • Training to equip you for the profession

Contract Officer


  • Processing of SGX and foreign markets contracts
  • Compilation of data for Regulatory and Management reporting
  • Identify gap and suggest solutions for operational workflow
  • Attend to trading representatives' enquires
  • Handle administrative duties and ad-hoc projects


  • 2 - 3 years relevant experience in trade operations either in stockbroking firms, custodians or banks
  • A team player with good interpersonal, writing and communicating skills
  • Able to work independently and on extended hours



Internal Auditor (Operations)

You will report to the Senior Internal Audit Manager. Your main responsibility is to carry out financial / operational audits, business process reviews and compliance audits to ensure that the company complies with the governing authorities’ rules and regulations as well as with the company’s policies and internal control procedures.

These duties will include:

  • Developing audit plans and programs, and reviewing systems of internal controls
  • Performing audit tests to determine compliance with prevailing policies and procedures
  • Evaluating the efficiency and effectiveness in accomplishment of objectives and goals established for various organisational and functional activities within the Group
  • Identifying critical issues and recommending the appropriate courses of action / improvements for the organisation’s operations
  • Prepare information on audit findings, and feedback to immediate supervisor, and to follow up on agreed actions from previous audits
  • Travelling around the region is expected


  • Diploma / Degree / Professional qualification in Accountancy with at least 1 year of relevant working experience Candidates who are currently taking professional qualification in Accountancy and fresh graduates can be considered
  • Knowledge of local legislation such as Securities and Futures Act and Regulations, Commodity Trading Act and Singapore Exchange Rules; would be advantageous
  • Possess high level of integrity with strong analytical and interpersonal skills
  • Independent, good verbal and writing skills, willingness to learn, ability to multi-task and has drive and sense of urgency
  • A team player that is also able to work autonomously
  • Ability to work with PC-based applications software



Private Wealth Equity Analyst
The Private Wealth Equity Analyst reports to and assists the Head of Retail Research in preparing client presentation materials. He/she will analyze the financial and operating status of listed companies and sectors by collecting, monitoring, and studying data (secondary research); writing recommendation products such as product idea sales notes and pitchbooks.


  1. Screen through research reports by various financial institutions
  2. Analyse current and past financial data and performance
  3. Comprehend company fundamentals, market trends and macro environmental conditions
  4. Sift through large amounts of information to propose and highlight research product ideas
  5. Create and prepare multiple product ideas notes weekly
  6. Consolidate and maintain pitchbooks, monthly summaries and any other related presentation materials
  7. Assist and provide other support functions required to the Head of Retail Research


  • Able to rapidly comprehend large amounts of information
  • Able to read fluently in English and Mandarin
  • Able to write proficiently in Engllish
  • Expert‐level analytical and strategical thinking
  • Ability to multitask and meet constant deadlines
  • Excellent time management and organizational ability
  • A team player who is able to communicate well
  • Willingness to work long hours, when necessary
  • One to two years of experience in the financial, consulting or accounting field would be viewed favourably.
  • Bachelor’s degree in accounting, finance, statistics, economics, business administration or another related field.



Senior Executive (Operations, Settlement and Finance)

This is a senior management position with general management responsibilities


  1. Overseeing the daily operations of the Operations, Settlement and Finance departments
  2. Leading the back office support function in the implementation of new business and projects
  3. Reviewing and improving operations procedures and controls


  • 10 years’ management experience in brokerage firms, financial institutions or relevant audit experience with established accounting firms
  • Degree in Accountancy or Finance
  • Hands-on dynamic individual with good inter-personal skills



Senior Finance Officer


  1. Ensure proper and timely closing of books at each month end
  2. Preparation of GST returns
  3. Preparation / analysis of schedules and attend to auditors
  4. Bank reconciliations
  5. Ensure timely submission of financial and management reports
  6. Regulatory reporting
  7. Other ad-hoc projects and tasks


  • Degree in Accountancy or its equivalent
  • Relevant working experience in the stockbroking industry, or experience in audit, would be an advantage
  • Proficient in Microsoft Office
  • Willing to face challenges of meeting tight deadlines
  • Able to work independently and in a team
  • Good communication and interpersonal skills



Suitable candidates are invited to write in with a comprehensive resume stating current & expected salaries with a photograph to:

The Human Resource Manager
UOB Kay Hian Pte Ltd
8 Anthony Road
Singapore 229957

Or email your resume to us.

Note: For Compliance and Internal Audit positions, the email address to send is auditcompliance@uobkayhian.com. For the rest, please send it to hr@uobkayhian.com.

(Only shortlisted candidates will be notified)

Institutional Sales - Based in Canada, Toronto office

Reporting to the Head of office, the successful candidate will be responsible for: -

  • Developing new institutional client relationships and business in the US and Canada
  • Providing support to the Head of office
  • Working with other colleagues to resolve institutional clients’ inquiries and other business requirements


  • Degree from reputable university
  • Team player with good interpersonal, marketing and analytical skills
  • Willing to work long hours and able to follow instructions
  • Able to make cold calls to prospect and meet clients. Methodological, creative and proactive in their approach to prospective clients
  • Candidates with good knowledge of the markets in the Far East, and their languages and/or candidates with product knowledge and sales experience will be preferred
  • Candidates with prior experience dealing with North American institutional clients will be especially preferred.
  • Series 7 and 63 licences a plus
  • Only Canadians or Permanent Residents may apply

Interested candidates who wish to apply for this position, please email an updated copy of your resume to hrca@uobkayhian.com.


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