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Institutional Sales - Based in Canada, Toronto office

Reporting to the Head of office, the successful candidate will be responsible for: -

  • Developing new institutional client relationships and business in the US and Canada
  • Providing support to the Head of office
  • Working with other colleagues to resolve institutional clients’ inquiries and other business requirements


  • Degree from reputable university
  • Team player with good interpersonal, marketing and analytical skills
  • Willing to work long hours and able to follow instructions
  • Able to make cold calls to prospect and meet clients. Methodological, creative and proactive in their approach to prospective clients
  • Candidates with good knowledge of the markets in the Far East, and their languages and/or candidates with product knowledge and sales experience will be preferred
  • Candidates with prior experience dealing with North American institutional clients will be especially preferred.
  • Series 7 and 63 licences a plus
  • Only Canadians or Permanent Residents may apply

Interested candidates who wish to apply for this position, please email an updated copy of your resume to hrca@uobkayhian.com.


Sales Associate Programme

We are the largest securities brokerage in Singapore. From equities, bonds and unit trusts to contracts for difference (CFDs) and foreign exchange, we have the right solutions for every type of investors.

As a professional equity sales dealer, you will manage your own portfolio of clients and assist them in equities dealings and investment in other financial products, and building relationships, among others, in this fast-pace and exciting environment.

You should have

  • Outgoing and service-oriented personality;
  • Passion for dealing in equities and key financial products, and helping investors grow their wealth;
  • Keen interests in keeping up with developments in key financial markets;
  • Strong desire to achieve;
  • Ability to work independently, and build strong relationships with your clients.

As an equity sales dealer, you responsibilities include

  • Prospecting and acquiring new retail clients, and servicing their investment needs through our range of products such as Singapore equities & global equities, bonds, CFD, LFX and unit trust;
  • Actively involving in educating clients through conducting investment workshops;
  • Providing trading and investment support for your clients;
  • Participating in roadshows.


Remisier at HQ


  1. Passion for dealing in stocks and shares and helping investors grow their wealth
  2. Strong desire to achieve
  3. Able to work independently; possess good inter-personal and communication skills
  4. Candidates who passed CMFAS Modules 1A and 6 will have an advantage, but this is not essential
  5. You should have at least 4 years of working experience, preferably in a sales position


  • Solid sales, product and back-room support to help you attain your goals
  • Attractive rewards for those who can achieve
  • Training to equip you for the profession

Compliance Senior Officer/Officer

You will report to the Senior Compliance Manager. Your main responsibilities include

  • Assisting in compliance functions such as designing and performing compliance monitoring / surveillance and reviews to ensure compliance with applicable laws and regulations
  • Providing advisory support to business units and the management and conducting investigations
  • Assisting in training on compliance issues
  • Preparing periodic reports to the Senior Management or relevant Committee on compliance reporting based on FAA, SFA and related relevant regulations requirement.


  • Degree in Accountancy, Business, Banking & Finance or equivalent qualification.
  • At least 1 year of relevant experience in Compliance, Internal or External Audit.
  • Knowledge of MAS and SGX regulations
  • Strong ability in assessing the appropriateness of the FI's compliance procedures and guidelines and evaluating compliance with requirements
  • Good team player with excellent interpersonal and communication skills due to significant interaction with both senior and experienced colleagues across the organization.
  • Independent worker with strong analytical skills, high level of integrity, drive and sense of urgency.

Custody Officer


  1. Ensure timely and accurate corporate action processing and clients’ entitlement
  2. Document and process clients’ stock transfer requests


  • Minimum Diploma/Degree holder
  • Good monitoring skills on deadlines
  • Must be proficient in excel and Microsoft words
  • Able to work independently
  • A team player with good verbal and writing skills

E-Business Officer


  1. Assist with the planning and implementation of marketing activities and supporting materials for online products
  2. Promotion write up, monitoring and analysis of promotion response
  3. Compilation of monthly marketing reports
  4. Identify new trends, technology, services/products which can help increase usage and attract more users, including competitor analysis
  5. Administering and operation support of seminars and reward subscription
  6. Investigate and follow-up on business operational issues. Perform UAT for Trading System.
  7. Handle and resolving enquiries, feedbacks on the Internet Trading Platform, marketing promotions/activities via email, phone or face to face.
  8. Able to handle emergency situations/complains appropriately should the situation arises
  9. Involve in ad-hoc project


  • Diploma and above with at least 2 years of relevant experience (Fresh University graduates may also apply)
  • Good communication skills and customer service oriented attitude
  • Excellent command of English and Mandarin coupled with strong writing skills (to liase with associates)
  • Must have ability to multitask and manage daily workload
  • Must be able to work independently and as part of a team
  • Proficient in MS Office Applications
  • Ability to work overtime on short notice

E-Business Officer (Developer)


  1. Application Development
  2. Support and Maintain existing application
  3. Assist in managing projects


  • Diploma in Computer Science / IT / Engineering
  • Minimum 1 year of experience in web and mobile application development
  • Minimum has least 1 SDLC experience
  • Proficiency in programming languages HTML5, JSP and Javascript
  • Proficient in working with MS SQL, Oracle database, Oracle PL/SQL and UNIX Shell scripting
  • Strong analytical and problem solving skills
  • Excellent testing, debugging and troubleshooting skills
  • A team player with good working attitude
  • Good communication skills

E-Business Officer (System)


  1. Monitor system to ensure system uptime
  2. Planning, testing and implementing our E-Business systems.
  3. Assist in managing vendors
  4. Create and maintain system related documentation


  • Diploma / Degree holder in Computer Science or related discipline with at least 1 year of relevant experience
  • Proven experience in at least one of the following Unix, Shell scripting, databases.
  • Professional, self-motivated, able to work efficiently and responsibly with minimum supervision
  • Technically strong and independent with good analytical, interpersonal and communication skills
  • Good problem identification, project coordination & documentation skills
  • Independent, self-motivated & a team player
  • Experience in the stock brokering environment or trading platform development is preferred
  • Will be required to be on standby.

Finance Officer


  1. Processing of travelling and entertainment claims and expenses
  2. Income and Expense analysis (data extraction) for management reporting
  3. Dividend and Rights reconciliation
  4. Inter-company reconciliation and commission sharing computation
  5. Other ad-hoc duties and task assigned


  • Diploma holder, with at least 2 years of relevant working experience
  • Team player who is independent, highly self-motivated with good working attitude
  • Excellent communication and interpersonal skills
  • Great analytical skill
  • Candidates with relevant experience in the stock broking industry will have an advantage

Internal Auditor (Operations)

You will report to the Senior Internal Audit Manager. Your main responsibility is to carry out financial / operational audits, business process reviews and compliance audits to ensure that the company complies with the governing authorities’ rules and regulations as well as with the company’s policies and internal control procedures.

These duties will include:

  • Developing audit plans and programs, and reviewing systems of internal controls
  • Performing audit tests to determine compliance with prevailing policies and procedures
  • Evaluating the efficiency and effectiveness in accomplishment of objectives and goals established for various organisational and functional activities within the Group
  • Identifying critical issues and recommending the appropriate courses of action / improvements for the organisation’s operations
  • Prepare information on audit findings, and feedback to immediate supervisor, and to follow up on agreed actions from previous audits
  • Travelling around the region is expected


  • Diploma / Degree / Professional qualification in Accountancy with at least 1 year of relevant working experience Candidates who are currently taking professional qualification in Accountancy and fresh graduates can be considered
  • Knowledge of local legislation such as Securities and Futures Act and Regulations, Commodity Trading Act and Singapore Exchange Rules; would be advantageous
  • Possess high level of integrity with strong analytical and interpersonal skills
  • Independent, good verbal and writing skills, willingness to learn, ability to multi-task and has drive and sense of urgency
  • A team player that is also able to work autonomously
  • Ability to work with PC-based applications software

Internal Auditors (IT)

You will report to the Senior Internal Audit Manager. Your main responsibility is to carry out IT audits and assessing IT risks and controls over the Company’s IT systems to ensure that compliance with the governing authorities’ regulatory requirements as well as compliance with company’s security policies and internal control procedures. These audits include technical reviews (including operating systems, databases and applications), general computer control reviews, business process / application controls reviews, data centre reviews, infrastructure and network security reviews. Travelling around the region is expected.


  • Diploma / Degree / Professional qualification in Computer Science (specialising in Information Systems Management or IT Security) or its equivalent with 1 year of relevant working experience
  • Candidates who are currently taking relevant professional qualification and fresh graduates can be considered
  • Specialised audit expertise in specific IT areas such as networks (e.g. firewalls, routers, switches and infrastructure), operating systems (e.g. Windows, UNIX), databases (MS-SQL, Oracle), mainframe (AS/400) and client-server technology would be advantageous
  • Good team player with excellent interpersonal and communication skills
  • Independent worker with strong analytical ability, high level of integrity, drive and sense of urgency
  • Ability to work with PC-based applications software

IT Application Developer


  • Developing applications systems
  • Maintaining existing systems and modules
  • Possess development skills in client/ server or web based applications


  • Min Diploma/ Bachelor Degree in Computer Studies/Information Technology or equivalent
  • Min 2 years of relevant working experience
  • Experienced in SQL Server (2005, 2008, 2010, 2012), Visual Studio 2008/ 2010/ 2012), DotNet framework, ASP.Net, C#, Windows Communication Foundation (Web service)
  • Experienced in web designing (GUI designing) preferred

IT Officer (Server)


  • To assist in the server and user administration
  • Housekeeping and server maintenance
  • To assist in IT tech support issues and manning IT helpdesk
  • Creation of policies and procedures
  • To perform OS patching and upgrades
  • Active Directory management
  • Backup and recovery management
  • To assist in installation, migration and consolidation
  • To configure monitoring and alerting tools
  • Performance tuning of servers
  • Centralised antivirus management
  • Evaluation of hardware and software


  • Diploma/ Bachelor Degree in Computer Science/Information Technology or equivalent
  • At leas 2 years of relevant experience in server administration
  • Knowledge in Windows server, Linux or Unix scripting, MS SQL and web administration is a must
  • Knowledge in Lotus Notes would be an added advantage

Margin Officer


  • Attend to daily operational and administrative duties for margin duties
  • Attend to queries and requests from trading representatives and clients
  • Adhoc projects


  • Diploma or Degree holder
  • Proficient in MS Word, Excel and PowerPoint
  • Able to work independently
  • Possess strong analytical skills
  • Good written and verbal communication skills
  • Candidates with knowledge in equities and forex trading will be an advantage


Officer/ Senior Officer, Operations (Contract)


  1. Processing of SGX and foreign markets contracts
  2. Compilation of data for Regulatory and Management reporting
  3. Identify gap and suggest solutions for operational workflow
  4. Attend to trading representatives' enquires
  5. Handle administrative duties and ad-hoc projects


  • 2 - 3 years relevant experience in trade operations either in stockbroking firms, custodians or banks
  • A team player with good interpersonal, writing and communicating skills
  • Able to work independently and on extended hours
  • Proficient in MS Office, Excel and Omgeo Oasys
  • Fresh graduates with keen interest in stockbroking operations will also be considered

Private Wealth Equity Analyst
The Private Wealth Equity Analyst reports to and assists the Head of Retail Research in preparing client presentation materials. He/she will analyze the financial and operating status of listed companies and sectors by collecting, monitoring, and studying data (secondary research); writing recommendation products such as product idea sales notes and pitchbooks.


  1. Screen through research reports by various financial institutions
  2. Analyse current and past financial data and performance
  3. Comprehend company fundamentals, market trends and macro environmental conditions
  4. Sift through large amounts of information to propose and highlight research product ideas
  5. Create and prepare multiple product ideas notes weekly
  6. Consolidate and maintain pitchbooks, monthly summaries and any other related presentation materials
  7. Assist and provide other support functions required to the Head of Retail Research


  • Able to rapidly comprehend large amounts of information
  • Able to read fluently in English and Mandarin
  • Able to write proficiently in Engllish
  • Expert‐level analytical and strategical thinking
  • Ability to multitask and meet constant deadlines
  • Excellent time management and organizational ability
  • A team player who is able to communicate well
  • Willingness to work long hours, when necessary
  • One to two years of experience in the financial, consulting or accounting field would be viewed favourably.
  • Bachelor’s degree in accounting, finance, statistics, economics, business administration or another related field.

Suitable candidates are invited to write in with a comprehensive resume stating current & expected salaries with a photograph to:

The Human Resource Manager
UOB Kay Hian Pte Ltd
8 Anthony Road
Singapore 229957

Or email your resume to us.

Note: For Compliance and Internal Audit positions, the email address to send is auditcompliance@uobkayhian.com. For the rest, please send it to hr@uobkayhian.com.

(Only shortlisted candidates will be notified)


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