UOB Kay Hian is strategically positioned to tap the growth opportunities that this fast-developing region offers, and we are constantly on the lookout for bright and dedicated individuals to help us reach new heights.
Responsibilities
- | Assist in managing day-to-day execution of Corporate Finance (CF) transactions such as IPO/RTOs, General Offers, Rights Issues, M&As and advisory |
- | Carry out due diligence on CF transactions and the nature of due diligence spans across various areas such as financial, legal, regulatory and commercial |
- | Assist in preparing for submissions to the relevant regulatory authorities |
- | Conducts industry and company research |
- | Performs financial analysis of companies and other valuation related work |
- | Develops and prepares client presentation materials and reports |
- | Interfaces with clients and other stakeholders |
- | Manages transaction logistics with minimal supervision |
- | Leads small group discussions for CF transactions |
Requirements
- | Tertiary qualification in Business/Finance/Accounting/Economics |
- | Team player with strong interpersonal and project management skills |
- | Demonstrates ability to juggle multiple transactions at any one time and deliver results under tight deadlines |
- | Self-motivated, resilient, results driven and resourceful individual |
- | Excellent written and verbal proficiency in English |
- | Basic written and verbal proficiency in Chinese is preferred (essential for liaising with Mandarin speaking clients) |
- | Mastery of accounting, investment and finance is preferred |
- | Preferably with 1-2 years of CF or audit experience |
Responsibilities
- | To be part of a dynamic Equity Institutional sales team, actively working with our research team to increase our customer base |
- | Grow and manage own client base |
- | Contribute to the bottom-line of UOB Kay Hian through the accomplishment of team's profit and growth targets |
Requirements
- | Bachelor's Degree in Banking and Finance, Accountancy, Business or equivalent |
- | At least 3 years' experience in equity sales (long only funds, hedge funds, family offices) |
- | Confident & ambitious with high energy level |
- | Able to communicate effectively & work independently |
- | Possess CMFAS certification (M1, M5, M6, M6A & M8) preferably |
Responsibilities
- | To handle/execute all our local as well as foreign markets, including US and European equities/options markets' orders. |
- | To handle/execute Leveraged Foreign Exchange orders and enquiries. |
- | To handle/execute all our Robo Trading orders. |
- | To handle/execute all our Bond orders. |
- | To provide support to our LFX trading platform. |
- | To provide support to our CFD trading platform. |
- | Other ad-hoc duties/ projects as assigned by the Head of Department. |
Requirements
- | Minimum Diploma and passed the CMFAS modules 1A, 5, 6, 6A, 8 and 8A examinations |
- | Able and willing to work night shift |
- | Willing to learn and able to multi-task |
- | Good communication and interpersonal skills |
- | Numerically inclined with the drive to excel |
- | Must be independent, organised and a good team player |
Responsibilities / Requirements
- | Passion for dealing in stocks and shares and helping investors grow their wealth |
- | Able to work independently; possess good interpersonal and communication skills |
- | Passed CMFAS examinations |
Responsibilities
- | Responsible in managing, processing and reviewing the KYC information and documents for client on-boarding or periodic review |
- | Work, coordinate and liaise across businesses and compliance units for timely completion of account onboarding and periodic review |
- | Follow thoroughly the CDD and KYC review with relevant parties eg external and internal stakeholders to facilitate the collection of KYC and relevant documents including tax information/documents and ensuring clients are onboarded or account information are refreshed/updated in accordance to the company’s AML/KYC standards |
- | Perform AML Risk Assessment on both account opening and periodic reviews of existing relationships. This includes reviewing the adequacy of SOW/SOF corroboration and identifying any AML risk |
- | Adhering to Company’s Standard Operating Procedures and keep abreast of changes to any regulatory requirements on AML/CFT communicated by the team |
- | Ensuring established policies, procedures and processes are compliant with new requirements/changes and consistency of workflows amongst team members |
- | Other ad-hoc duties and task assigned |
Requirements
- | Diploma/Degree with at least 1 year of working experience in similar capacity or interested fresh graduates may also apply |
- | Able to multitask and complete tasks under a tight deadline |
- | Proficient in MS Office applications |
- | Attention to detail and accuracy |
- | Independent, self-motivated and a team player |
- | Able to work extended hours when required |
- | Adaptable and organized with a positive work attitude |
- | Skilled in problem solving, adaptability, communications and teamwork |
Responsibilities
- | Processing of Corporate action events and asset transfer |
- | Ensure timely and accurate processing of corporate action events and dividend payments for all markets |
- | Close monitoring of Share transfer and Corporate action event timeline |
- | Processing of scripless conversion request and share transfers |
- | Respond to clients, Trading Representatives and relevant stakeholders’ queries |
- | Comply with all procedures and ensure proper documentation |
- | Evaluate and streamline existing processes to ensure efficiency and adequate controls |
- | Lead projects and coordinate system testing till implementation |
- | Other ad-hoc duties/ projects as assigned |
Requirements
- | Diploma/Degree holder with at least 1 year of relevant experience |
- | Possess critical thinking and problem solving skills |
- | Excellent verbal and written communication skills |
- | Proficient in Advanced Microsoft Excel (VBA, Macro), Words, Powerpoint |
Responsibilities
- | Process trade orders with fund managers and transfers of Unit Trust with counterparties |
- | Liaise with counterparties / CPF Board / Agent Banks on settlement and reconciliation of trades |
- | Maintain and compute trailer fees |
- | Work with marketing team and fund houses on account opening, fund onboarding and other AML / DDQ / Annual review documentation |
- | Handle enquires from both internal and external counterparties and provide sales support |
- | Undertake ad-hoc tasks/ projects to improve / streamline / digitalise existing processes as well as to support new business initiatives |
Requirements
- | Degree in any discipline |
- | 1 year of working experience in similar capacity or interested fresh graduates may also apply |
- | Attention to details |
- | Good interpersonal and communication skills |
- | Ability to work in a team |
Responsibilities
- | Reach out to Partners such as Independent Financial Advisors and External Asset Management Firms to cross-sell UOBKH products |
- | Work on existing and new client contacts |
- | Assist the partners to on-board their clients with UOBKH and meet their investment needs |
- | Work on projects as assigned |
Requirements
- | Minimally with a Diploma in Banking and Finance or relevant disciplines |
- | No relevant experience required |
- | Proficient in MS Office applications |
Are you ready to take your career to the next level? We're actively looking for talented individuals to join our dynamic team.
If you're passionate about what you do and eager to grow in a supportive environment, we invite you to email us your comprehensive resume, along with details of your notice period, current salary package, and expected salary package.
Send your application to hr@uobkayhian.com. Please note that only shortlisted candidates will be notified.
Join us on this exciting journey and let's achieve success together!